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Fisher’s Lament, Tolstoy’s Locomotive, and the Freedom Hunch
If we enquire into ‘what runs history’, into the possibility of any
pattern, structure or law, we are left to examine the rush of statistics and
wonder if it is sufficient to account for the chronicles of kings and commoners,
the flowering of civilizations, and the evolution of religious forms. The
historian H. A. L. Fisher, in one of the most quoted statements of modern
historiography insists that there is no meaningful structure to be found in the
random
ness of historical process:
Men
wiser and more learned than I have discerned in history a plot, a rhythm, a
predetermined pattern. These harmonies are concealed from me. I can see only one
emergency following upon another as wave follows upon wave, only one great fact
with respect to which, since it is unique, there can be no generalizations; only
one safe rule for the historian: that he should recognize in the development of
human destinies the play of the contingent and the unforeseen.[i]
Increased perspective
in the rising tide of historical data forces us to consider that the eonic
pattern reveals the counter-evidence to Fisher’s Lament. The philosopher Karl
Popper challenged Toynbee to answer to Fisher’s Lament. Even as Fisher wrote,
the discovery of Sumer, better insight into the classical phase, and a
‘post-transitional’ perspective on the rise of the modern was revealing the
eonic snapshot emerging in fixer. We find an answer to the issue of historical
regularity, answers, but what was the question? Confusion over the nature of
historiography makes historical interpretation uncertain at best. We can
approach the issue by distinguishing history from evolution, and applying our
suggestion of the antinomy of freedom and necessity: the pattern requires a
distinction of ‘eonic determination
’ and ‘free action’. From another
perspective, this is ‘Tolstoy’s Locomotive’, the distinction of ‘systems
and selves’, the distant cousin of the biologist’s distinction of
‘population and organism’.
Fisher’s lament, with
a tragic flourish, was perhaps a pessimistic or proto-postmodernist reaction to
the horrors of the First World War, and the shock this created in the hopes of
so many in automatic progress
. His evocative statement was made in the
wake of nineteenth century ideas of unlimited progress, and earlier ideas of
universal history and is an indirect expression of the view that there is no
discoverable historical pattern or direction. Beside it lie the many attempts to
challenge the great philosophies of history that rose in the Enlightenment
passing into the phase of German Idealism, then followed by efforts to approach
its study scientifically, or the reaction to philosophies of history in the
various forms of historicism
, beginning with Herder. Both directional
history, as in the idea of Progress
, and the rise of empiricism, in tandem with
the scientific Revolution and the discovery of evolution, rise in parallel and
divide, to vie for a philosophic outcome in the self-understanding of modernism.
The use by Fisher of
the term ‘waves’ is ironic, and highlights the ambiguity of his mixture of
metaphors. In the new world of Quantum Mechanics we see a blend of wave theory,
mechanics, and probabilistic ideas confounded together in a way to give a
different meaning to the term ‘wave’. In the broadest picture, if we were to
look at the great scale of world history to see it organized into a train of
waves, we would conclude in the affirmative as to the existence of a pattern,
attempt to let it assume the duties of progress, or yet again consider, as might
a Buddhist wise to the Great Wheel, that this progression was either not
progressive or a device of novelty concealing meaningless recurrence. The issue
of cycl
ical and linear views of history reemerges
in a new form putting a new meaning on the idea of progress. Fisher’s lament
is ambiguous, for in the implied critique of linear progressive views of history
the distinctly antiquated ‘cyclical’ raises its head in a concealed form.
Fisher’s lament
bundles together four, or more, quite separate concepts, that of rhythm, plot,
pattern, and predetermination that do not necessarily stand or fall together.
That historical patterned emergence can also be a series of chaotic
‘emergencies’, such as the French Revolution, is still another crisscross of
meaning. A rhythm need have no plot, and a dramatic improvisation might show
little or no predetermination, and yet operate under the constraint of a
conditioned future. Fisher invokes in general the theme of chance and necessity
that has arrived even from ancient times as the enigma of historical action, and
which posed the ‘atoms and the void’ of Lucretius against the Magian and
gnostic world views that overtook the Ancient world with supernatural futurism,
and swept away the developing sciences that could not compete with the religious
syncretism of the times. The issue has ever since been caught up in the swirl of
theological controversy as the Zoroastrian archetype in stale Augustinian form
conditions thought and threatens to make ‘common sense linear time’ a
religious monopoly, currently against the backdrop of evolution
ary disputes over the place of natural
selection, hence the random, in all arguments against design.
The hold of Fisher’s
lament on many quotation-mongers and historical handwringers, as the magic sword
to slay the dragon of macro-history, is also a testimony to the difficulties of
the project of Universal History
, and its cousin, the attempt to find laws
of history. Conjoin these to evolutionism, the macroeconomic model, perhaps as
cyclical forecasting, and the blends become arcane. From Augustine, and before,
in the period of the Judeo-Zoroastrian prophets, thence to Kant or Hegel the
question of Universal History has remained elusive, conditioned consciously and
unconsciously by the context of concepts of theistic action, teleological
geopolitics, or concepts of linear time, that has led to a healthy modern
reaction.
Beside Hegel
with his Napoleon riding through the town of Jena, we have Tolstoy’s hero at
the battle of Borodino in his (fictional) account of the figure of this
spearhead of modernity in the period of his invasion of Russia. The sense of
greater historical determination, if not causality, that can come upon one is an
experience that is not confined to scientists. One of the most poignant
statements of ‘causality’ in the realm of thought is the final coda of
Tolstoy’s War and Peace, whose final
paragraph, after a long discussion of the forces of history, concludes, in an
analogy of the rise of the modern non-theistic view of history to the transition
from Ptolemaic to Copernican astronomy:
As with the question of astronomy then, so with the
question of history now, the whole difference of opinion is based on the
recognition or non-recognition of some absolute unit that serves as the
criterion of visible phenomena. In astronomy it was the immovability of the
earth; in history it is the independence of the individual—free will…
In the first case [of astronomy] it was necessary to
renounce the consciousness of an unreal immobility in space and to recognize a
motion we did not feel; in the present case it is similarly necessary to
renounce a freedom that does not exist, and to recognize a dependence of which
we are not conscious.
We should brace ourselves momentarily before this feeling
of historical determination, the sense of being in a great machine, in which
even ideas of divinity are processed like all else, without actually declaring a
belief in absolute historical determinism as extreme as that of Tolstoy, if that
is what he is driving at. Tolstoy’s view is a remarkable Newtonian conception
for a man who has just completed the rich and living universe of War
and Peace, surprising for an artist of the times in an atmosphere of
nineteenth century Romantic resistance to the ‘reductionism’ of scientific.
His intuition should be a reminder that freedom has no denominations in paper.
And it would seem to be the real Tolstoy, before he was driven to retrograde
religious confusions to find the complement of arid mechanics in what was almost
a second incarnation.[ii]
It is significant to recall the context of Tolstoy’s
great work. It is beautifully apt, notwithstanding its subtle conservative cast,
to our study of the eonic effect in describing the period of the Napoleonic
invasion of Russia riding the great shockwave of diffusion of the forces of the
French Revolution
and the onrush of the expanding wave of modernity that passed
outward to set the phase of a New Age, the Age of the Locomotive. It is almost
eerie that Tolstoy should have quested in vain for the motor of history, and
yet, in his epic account, described the very contextual factor that must
indicate its existence, and described for us the means to find it by seeing it,
although he could barely have understood the implication of his own words.
There is a certain sadness in Tolstoy’s great work, and
not a little of the reactionary, and one who shows a strain of the conservative
de Maistre, the type of the arch-traditionalist who emerges to battle the forces
of modern change. It is not often remembered that Tolstoy’s original plot was
to have described the period of the Decembrists, the modernizing faction of the
aristocracy that in the early period after the Napoleonic era attempted to
transmit the influences of modernity to the reactionary society of Russia, whose
backwardness goes so far toward explaining the confusions of later communism.
Tolstoy pulled back from this plot, placing his drama in the period of the year
1812, to create the portrait of a society looking at the explosion of the new
from the outside and one about to disappear forever in destruction. Tolstoy, as
the tragic ending of his life made clear, was caught very much between two
worlds. And the world he has so beautifully described has tempted too many to
resist the tide of revolutionary freedom.
And yet even as he adopted this viewpoint of historical
determination, Tolstoy impinged on a subtle contradiction, or difficulty, in the
view of so-called scientific history, “Modern history has rejected the beliefs
of the ancients [in ideas of the Divine Will guiding historical action] without
providing new conceptions to replace them.” The reason is perhaps that, as a
novelist, he was driven to simulate in his mind an entire structure of culture
as it moves in history. A simulation with Tolstoy’s brain is somehow ‘state
of the art’, although the result was intended as fiction. It is inevitable
that one will sense that there must be higher ‘laws’ at work to regulate
this whole, laws in which the factor of ‘will’ in some concoction of
‘triangulation’, to use Tolstoy’s metaphor, is not in contradiction to the
force of events. It is simply a feeling that he had about his material. His
point is one that will confront anyone who looks at the intermediate structures,
between the high and the low, as it were, the microscopic and the macroscopic or
cosmological, of human society, nation, and historical context, whose mechanical
unfolding remains unaccounted for by the forces of ‘bootstrap materialism’,
the laws of physics and chemistry, the most cogent source of the very sense of
causal determination. It is not mysticism to consider that these are not the
pure products of rationality, for as Tolstoy suggests, the period of great
changes shows the scale of events. Tolstoy seems to be stumbling on a
contradiction, although he sees that it is difficult to put one’s finger crux
of the matter, as if the volition were a sort of machine of euclidean triangles
of the ‘will’, in the metaphors of geometry and mechanics that haunt his
appendix.
It is interesting that Tolstoy finally falls back on the
idea of the locomotive, a charming metaphorical non-explanation that nonetheless
expresses perfectly the notion of the ‘historical transportation’ of man
throughout his own historical becoming, in an appropriate context of the new
nineteenth century sciences of Thermodynamics, the first post-Newtonian progeny
of the ancestors of the new studies of Complexity.
A locomotive is moving. Someone asks: What moves it?…The
only concept by which the movement of the locomotive can be explained is the
concept of a force equal to the movement of peoples. The only concept by which
the movement of peoples can be explained is the concept of a force equal to the
whole movement of peoples.
Tolstoy spins on and on, page after page. The metaphor of a
locomotive is quite less than what is needed for a theory, but far more pompous
references to the ‘forces of history’ are not a wit more rigorous than this,
so we can start with Tolstoy’s Locomotive, if it will convey us to a new
theory of higher systems in the futures of thermodynamics. It is also a reminder
that the evolution of the organism is two things, the passage of a population in
one dynamic of ‘transportation’, and the emergence of ‘selves’ in that
population, issues of consciousness. It is significant that the science of
thermodynamics is itself the first step beyond the world of Newtonian mechanics,
as it summons into existence by its theoretical inquiry into heat engines
notions of irreversibility not implicit in the formulation of cosmo-mechanical
laws of the early phase of physics.
And yet even as we are led to, if not rendered fearful by,
the sudden perception of historical determination, the idea of Freedom, beside
the idea of ‘free action’, which is something quite different, resurfaces
irresistibly to challenge a sense of mechanics, and drives us to wonder if the
eonic determination of the great struggles to gain freedom during mechanical
revolution
s might show a deeper proof of a Freedom Hunch. We cannot solve the
‘fact/value’ dilemma, but we can indulge in enough guesswork to know where
to look. This hunch is a guess that we are dealing with a ‘system’ that can
deal in ‘freedom’, for its trajectory would be different if it was idling
near human self-creation, after cycles of intensive progression. This is no more
than an observational sense of puzzled wonder, historical feedback with a fancy
name, or... This could indeed start with a challenge to demonstrate
macro-historical feedback. Philosophers and romantics will be pleased and then
appalled at this thinking. For it really sneaks reductionism back into the fold.
It is the obvious objection to pure determinism that a pure
machine would not go to the trouble of constructing dramas of freedom, a direct
argument from meaning. There is the
simple contradiction in determination and freedom, and the difficulty of its
translation into free action. The logic behind this Freedom Hunch is simple,
and, historicist or not, unconsciously convincing: the play is meaningful and
the plot is about freedom: it can’t be a coincidence, and the circumstance is
not likely to be superfluous. None of which constitutes proof. But it is this
paradoxical causal ‘heresy’ that won’t depart, yet we cannot shake this
other feeling. Usually, we feel either one way or the other; generally our
philosophies have given us tranquilizing assurances of our freedom, and we
require no hunch. Generally, if we espouse a philosophy of freedom, causality
will nag us. If we espouse causality, we are left with a meaningless sequence
whose plain and obvious spectacle is the ‘drama of freedom’, demanding to be
the ‘meaning’ of history. This additional conceptual construct in addition
to the distinction between ‘eonic determination’ and ‘free action’ might
seem confusing, but is in fact a reminder that we are liable to confuse ‘free
action’ with ‘Freedom’, which is not necessarily the case. For the
evidence of history suggests otherwise, that Freedom is more a function of eonic
determination, until man can define this Freedom in terms of his own free
action. [iii]
In the search for the causality of
history, the trail has always grown cold as the elusive quarry disappears into
the metaphysics of Freedom. Ideas of ‘freedom’ will blind us, if we wish a
diagnosis of our condition. We should grow suspicious,
with a hunch about our subject, that something like Occam’s razor applies to
our perplexity. We have a mass of historical data whose status must reduce to
the law of causality. But we have a ‘plot’ whose theme of Freedom
continually throws us off the scent. We should quietly wonder if the elusive
‘causality’ of history is not hiding behind Freedom as the mechanism
disguised to our logical simplicities. Will this generate a contradiction? For
if we reduce freedom to determination, can it be free? If we do not reduce
freedom to historical determination, how might it evolve? We should be
interested in the appearance of periods when the effect of the semi-causal eonic
determination of Freedom emerges in the confusion of revolutionary ‘free
action’ whose character shows an attempt to become free.
[i]The
philosopher, and critic of historicism, Karl Popper offered this quote as a
challenge to Toynbee. H.L. Fisher, History
of Europe (London: Eyre and Spottiswoode, 1935), vol. I, p. vii. Fisher
continues, “This is not a doctrine of cynicism and despair. The fact of
progress is written plain and large on the page of history; but progress is
not a law of nature.” It is the basis for Popper’s discussion of
‘historicism’, cf. Karl Popper, The
Open Society and Its Enemies (Princeton: Princeton, 1971), Vol II,
pp.269-80, Sidney Hook, The Hero in
History (NY: John Day, 1943), p. 141, Chapter VIII, titled after
Fischer’s “The Contingent and the Unforeseen”. Hook also notes the
distinctions of rhythm, plot, and the ‘finality of a predetermined
pattern’. The historian Arnold Toynbee quotes this passage twice.
Arnold Toynbee, A Study of History (NY:
Oxford, 19576), abridged by D. Somervell, Vol I, p. 445, Vol II, p.266.
Popper upbraids Toynbee for not answering to Fisher. E.H. Carr, What
is History? (NY: Knopf, 1962), pp. 43, 100. Krishan Kumar, Prophecy
and Progress (NY: Penguin, 1978), p.178. Mark Van Doren, The
Idea of Progress (NY: Praeger, 1967),
p. 215 also notes the frequency of this quote.
[ii]
For a study of Tolstoy’s view of history as seen in War and Peace, cf. Isaiah Berlin’s The Hedgehog and Fox (1966). The hedgehog knows ‘one big thing’,
where the fox knows ‘many little things’, the distinction to strike a
chord similar to our comments concerning the project of Universal History.
Tolstoy notes, “And so for history the insoluble mystery presented by the
compatibility of free will and necessity does not exist as it does for
theology, ethics, and philosophy. History examines a presentation of man’s
life in which the union of these two incompatibles has already taken
place.”
[iii]
Roy Weatherford, The Implications of
Determinism (NY: Routledge, 1991)
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